INFO CAPITAL Legal Responsibilities

Investment transactions are carried out by INFO CAPITAL. INFO CAPITAL is a brokerage firm authorized and supervised by ASIC and FCA. It is a financial institution regularly audited and operating within specific regulatory frameworks.

INFO CAPITAL is also among the institutions obligated to comply with the laws and regulations of the Financial Crimes Investigation Board (MASAK). Investments you make with INFO CAPITAL are protected under the Capital Markets Law No. 6362. Accordingly, it operates in full compliance with all applicable laws, regulations, and communiqués.

Borsa Istanbul (BIST)

Investments in Borsa Istanbul made by all brokerage firm investors operating in the Republic of Türkiye are safeguarded by the Central Securities Depository of the Turkish Capital Markets, known as Merkezi Kayıt Kuruluşu (MKK).

INFO CAPITAL is also a member of the Investor Compensation Center (YTM). It is represented and administered by YTM.

This means that even if the financial condition of INFO CAPITAL deteriorates, investor losses up to 1,645,665 TL are fully covered by YTM. This serves as an assurance that your investments are protected by YTM.

You can access the 2025 maximum compensation limit of the Investor Compensation Center here.

U.S. Stock Markets (NASDAQ & NYSE)

Your investments made in U.S. stock markets are secured by custody and clearing institutions authorized by the U.S. Securities and Exchange Commission (SEC).

About these clearing and custody institutions:

Brokerage services for U.S. stock markets are carried out by Alpaca Securities LLC (Alpaca). The clearing and custody institution is the Depository Trust and Clearing Corporation (DTCC).

Detailed information about SIPC account protection.

FCA (Financial Conduct Authority) — United Kingdom Regulator

The FCA (Financial Conduct Authority) is an independent regulatory body overseeing financial services in the United Kingdom and other jurisdictions where services are provided. The FCA ensures that financial firms operate in a fair, honest, and transparent manner; its main goals are consumer protection, market integrity, and maintaining competition.

If a firm is authorized and regulated by the FCA, it means the firm must meet certain regulatory requirements (capital adequacy, client money (CASS) rules, reporting, internal audit, etc.). FCA-authorized firms and the permissions they hold can be queried on the FCA Register.

FCA authorization is not a government guarantee; it provides oversight and regulation. Additionally, there is the FSCS (Financial Services Compensation Scheme), a compensation system in the UK that may be activated in case of insolvency/liquidation of financial firms.

Under certain conditions, FSCS can cover client claims related to investments and savings. (Note: FSCS coverage and compensation limits vary depending on the product type; it’s important to confirm the latest limits and coverage details on the official FSCS and FCA websites.)

• For information on FSCS and compensation scope: Learn More